An approach to a fundamental rights impact assessment to automated decision-making external link

International Data Privacy Law, vol. 10, num: 1, pp: 76-106, 2020

Abstract

Companies and other private institutions see great and promising profits in the use of automated decision-making (‘ADM’) for commercial-, financial- or efficiency in work processing purposes. Meanwhile, ADM based on a data subjects’ personal data may (severely) impact its fundamental rights and freedoms. The General Data Protection Regulation (GDPR) provides for a regulatory framework that applies whenever a controller considers and deploys ADM onto individuals on the basis of their personal data. In the design stage of the intended ADM, article 35 (3)(a) obliges a controller to apply a Data Protection Impact Assessment (DPIA), part of which is an assessment of ADM’s impact on individual rights and freedoms. Article 22 GDPR determines under what conditions ADM is allowed and endows data subjects with increased protection. Research among companies of various sizes has shown that there is (legal) insecurity about the interpretation of the GDPR (including the provisions relevant to ADM). The first objective of the author is to detect ways forward by offering practical handles to execute a DPIA that includes a slidable assessment of impacts on data subjects’ fundamental rights. This assessment is based on four benchmarks that should help to assess the gravity of potential impacts, i.e. i) to determine the impact on the fundamental right(s) at stake, ii) to establish the context in which the ADM is used, iii) the establishment of who is beneficiary of the use of personal data in the ADM and iv) the establishment who is in control over the data flows in the ADM. From the benchmarks an overall fundamental rights impact assessment about ADM should arise. A second objective is to indicate potential factors and measures that a controller should consider in its risk management after the assessment. The proposed approach should help fostering fair, compliant and trustworthy ADM and contains directions for future research.

automated decision making, Fundamental rights, horizontal relations, impact assessment

Bibtex

Article{Janssen2020, title = {An approach to a fundamental rights impact assessment to automated decision-making}, author = {Janssen, H.}, doi = {https://doi.org/https://doi.org/10.1093/idpl/ipz028}, year = {0306}, date = {2020-03-06}, journal = {International Data Privacy Law}, volume = {10}, number = {1}, pages = {76-106}, abstract = {Companies and other private institutions see great and promising profits in the use of automated decision-making (‘ADM’) for commercial-, financial- or efficiency in work processing purposes. Meanwhile, ADM based on a data subjects’ personal data may (severely) impact its fundamental rights and freedoms. The General Data Protection Regulation (GDPR) provides for a regulatory framework that applies whenever a controller considers and deploys ADM onto individuals on the basis of their personal data. In the design stage of the intended ADM, article 35 (3)(a) obliges a controller to apply a Data Protection Impact Assessment (DPIA), part of which is an assessment of ADM’s impact on individual rights and freedoms. Article 22 GDPR determines under what conditions ADM is allowed and endows data subjects with increased protection. Research among companies of various sizes has shown that there is (legal) insecurity about the interpretation of the GDPR (including the provisions relevant to ADM). The first objective of the author is to detect ways forward by offering practical handles to execute a DPIA that includes a slidable assessment of impacts on data subjects’ fundamental rights. This assessment is based on four benchmarks that should help to assess the gravity of potential impacts, i.e. i) to determine the impact on the fundamental right(s) at stake, ii) to establish the context in which the ADM is used, iii) the establishment of who is beneficiary of the use of personal data in the ADM and iv) the establishment who is in control over the data flows in the ADM. From the benchmarks an overall fundamental rights impact assessment about ADM should arise. A second objective is to indicate potential factors and measures that a controller should consider in its risk management after the assessment. The proposed approach should help fostering fair, compliant and trustworthy ADM and contains directions for future research.}, keywords = {automated decision making, Fundamental rights, horizontal relations, impact assessment}, }

Constitutionele Interpretatie. Een rechtsvergelijkend onderzoek naar de vaststelling van de reikwijdte van het recht op persoonlijkheid external link

pp: 495, 2003

Persoonlijkheidsrechten, Privacy, rechtsvergelijking

Bibtex

PhD Thesis{Janssen2003, title = {Constitutionele Interpretatie. Een rechtsvergelijkend onderzoek naar de vaststelling van de reikwijdte van het recht op persoonlijkheid}, author = {Janssen, H.}, url = {https://cris.maastrichtuniversity.nl/ws/portalfiles/portal/38414297/1637229.pdf}, year = {0207}, date = {2003-02-07}, keywords = {Persoonlijkheidsrechten, Privacy, rechtsvergelijking}, }

Can scholarly pirate libraries bridge the knowledge access gap? An empirical study on the structural conditions of book piracy in global and European academia external link

Bodó, B., Antal, D. & Puha, Z.
PLoS ONE, vol. 15, num: 12, 2020

Abstract

Library Genesis is one of the oldest and largest illegal scholarly book collections online. Without the authorization of copyright holders, this shadow library hosts and makes more than 2 million scholarly publications, monographs, and textbooks available. This paper analyzes a set of weblogs of one of the Library Genesis mirrors, provided to us by one of the service’s administrators. We reconstruct the social and economic factors that drive the global and European demand for illicit scholarly literature. In particular, we test if lower income regions can compensate for the shortcomings in legal access infrastructures by more intensive use of illicit open resources. We found that while richer regions are the most intensive users of shadow libraries, poorer regions face structural limitations that prevent them from fully capitalizing on freely accessible knowledge. We discuss these findings in the wider context of open access publishing, and point out that open access knowledge, if not met with proper knowledge absorption infrastructures, has limited usefulness in addressing knowledge access and production inequalities.

Auteursrecht, frontpage, Internet, knowledge gap, libraries, piraterij

Bibtex

Article{Bodó2020c, title = {Can scholarly pirate libraries bridge the knowledge access gap? An empirical study on the structural conditions of book piracy in global and European academia}, author = {Bodó, B. and Antal, D. and Puha, Z.}, url = {https://journals.plos.org/plosone/articl=10.1371/journal.pone.0242509 }, doi = {https://doi.org/10.1371/journal.pone.0242509}, year = {1204}, date = {2020-12-04}, journal = {PLoS ONE}, volume = {15}, number = {12}, pages = {}, abstract = {Library Genesis is one of the oldest and largest illegal scholarly book collections online. Without the authorization of copyright holders, this shadow library hosts and makes more than 2 million scholarly publications, monographs, and textbooks available. This paper analyzes a set of weblogs of one of the Library Genesis mirrors, provided to us by one of the service’s administrators. We reconstruct the social and economic factors that drive the global and European demand for illicit scholarly literature. In particular, we test if lower income regions can compensate for the shortcomings in legal access infrastructures by more intensive use of illicit open resources. We found that while richer regions are the most intensive users of shadow libraries, poorer regions face structural limitations that prevent them from fully capitalizing on freely accessible knowledge. We discuss these findings in the wider context of open access publishing, and point out that open access knowledge, if not met with proper knowledge absorption infrastructures, has limited usefulness in addressing knowledge access and production inequalities.}, keywords = {Auteursrecht, frontpage, Internet, knowledge gap, libraries, piraterij}, }

Panta rhei: A European Perspective on Ensuring a High-Level of Protection of Digital Human Rights in a World in Which Everything Flows external link

Amsterdam Law School Research Paper No. 2020, num: 38, 2020

Artificial intelligence, data flow, EU law, Human rights, WTO law

Bibtex

Article{Irion2020d, title = {Panta rhei: A European Perspective on Ensuring a High-Level of Protection of Digital Human Rights in a World in Which Everything Flows}, author = {Irion, K.}, url = {https://papers.ssrn.com/sol3/papers.cfm?abstract_id=3638864}, year = {2020}, date = {2020-11-30}, journal = {Amsterdam Law School Research Paper No. 2020}, number = {38}, keywords = {Artificial intelligence, data flow, EU law, Human rights, WTO law}, }

Trends and Developments in Artificial Intelligence: Challenges to the Intellectual Property Rights Framework: Final Report external link

Hugenholtz, P., Quintais, J., Gervais, D.J., Hartmann, C. & Allan, J.
2020

Abstract

This report examines copyright and patent protection in Europe for AI-assisted outputs in general and in three priority domains: science (in particular, meteorology), media (journalism), and pharmaceutical research. It comprises an assessment of the state of the art of uses of AI in the three focus areas, and a legal analysis of how IP laws currently apply to AI-assisted creative and innovative outputs. The report concludes that the current state of the art in AI does not require or justify immediate substantive changes in copyright and patent law in Europe. The existing concepts of copyright and patent law are sufficiently abstract and flexible to meet the current challenges from AI. In addition, related rights regimes potentially extend to ‘authorless’ AI productions in a variety of sectors, and the sui generis database right may offer protection to AI-produced databases resulting from substantial investment. However, taking into account the practical implications of AI technologies, the report identifies specific avenues for future legal reform (if justified by empirical evidence), offers recommendations for improvements in the application of existing rules (e.g. via guidelines), and highlights the need to study the role of alternative IP regimes to protect AI-assisted outputs, such as trade secret protection, unfair competition and contract law.

Artificial intelligence, frontpage, Intellectuele eigendom

Bibtex

Report{Hugenholtz2020f, title = {Trends and Developments in Artificial Intelligence: Challenges to the Intellectual Property Rights Framework: Final Report}, author = {Hugenholtz, P. and Quintais, J. and Gervais, D.J. and Hartmann, C. and Allan, J.}, url = {https://op.europa.eu/en/publication-detail/-/publication/394345a1-2ecf-11eb-b27b-01aa75ed71a1/language-en https://www.ivir.nl/publicaties/download/Trends_and_Developments_in_Artificial_Intelligence-1.pdf}, year = {1127}, date = {2020-11-27}, abstract = {This report examines copyright and patent protection in Europe for AI-assisted outputs in general and in three priority domains: science (in particular, meteorology), media (journalism), and pharmaceutical research. It comprises an assessment of the state of the art of uses of AI in the three focus areas, and a legal analysis of how IP laws currently apply to AI-assisted creative and innovative outputs. The report concludes that the current state of the art in AI does not require or justify immediate substantive changes in copyright and patent law in Europe. The existing concepts of copyright and patent law are sufficiently abstract and flexible to meet the current challenges from AI. In addition, related rights regimes potentially extend to ‘authorless’ AI productions in a variety of sectors, and the sui generis database right may offer protection to AI-produced databases resulting from substantial investment. However, taking into account the practical implications of AI technologies, the report identifies specific avenues for future legal reform (if justified by empirical evidence), offers recommendations for improvements in the application of existing rules (e.g. via guidelines), and highlights the need to study the role of alternative IP regimes to protect AI-assisted outputs, such as trade secret protection, unfair competition and contract law.}, keywords = {Artificial intelligence, frontpage, Intellectuele eigendom}, }

Intermediary Liability and Trade Mark Infringement – Proliferation of Filter Obligations in Civil Law Jurisdictions? external link

1126, pp: 381-403

Abstract

The erosion of the safe harbour for hosting in the EU Directive on Copyright in the Digital Single Market (CDSM Directive) leads to a remarkable climate change in the field of EU copyright law and the civil law jurisdictions of continental EU Member States. Inevitably, it raises the question of potential repercussions on the safe harbour for hosting and filtering standards in trademark cases. Even though online marketplaces are explicitly exempted from the new copyright rules and the CDSM Directive is not intended to neutralize the safe harbour for hosting in trademark cases, the adoption of a more restrictive approach in copyright law may quicken the appetite of trademark proprietors for similar measures in trademark law. The extension of the new copyright approach to trademark cases, however, is unlikely to yield satisfactory results.Due to the different conceptual contours of trademark rights, a system mimicking the filtering obligations following from the CDSM Directive would give trademark proprietors excessive control over the use of their trademarks in the digital environment. Such an overbroad system of automated, algorithmic filtering would encroach upon the fundamental guarantee of freedom of expression and freedom of competition. It is likely to have a chilling effect on legitimate descriptive use of trademarks, comparative advertising, advertising by resellers, information about alternative offers in the marketplace, and use criticizing or commenting upon trademarked products. As a result, consumers would receive less diverse information on goods and services and the free movement of goods and services in the internal market would be curtailed. The reliability of the internet as an independent source of trademark-related information would be put at risk. The analysis, thus, leads to the insight that a proliferation of the new filtering obligations in copyright law is undesirable and should be avoided.

algorithmic enforcement, confusion, Content moderation, descriptive use, dilution, exhaustion of trademark rights, filtering obligations, free movement of goods and services, freedom of commercial expression, freedom of competition, frontpage, market transparency, Merkenrecht, parallel imports, platform economy

Bibtex

Chapter{Senftleben2020g, title = {Intermediary Liability and Trade Mark Infringement – Proliferation of Filter Obligations in Civil Law Jurisdictions?}, author = {Senftleben, M.}, url = {https://www.ivir.nl/publicaties/download/Intermediary_Liability_and_Trade_Mark_Infringement.pdf https://papers.ssrn.com/sol3/papers.cfm?abstract_id=3736919 https://www.oxfordhandbooks.com/view/10.1093/oxfordhb/9780198837138.001.0001/oxfordhb-9780198837138}, year = {1126}, date = {2020-11-26}, abstract = {The erosion of the safe harbour for hosting in the EU Directive on Copyright in the Digital Single Market (CDSM Directive) leads to a remarkable climate change in the field of EU copyright law and the civil law jurisdictions of continental EU Member States. Inevitably, it raises the question of potential repercussions on the safe harbour for hosting and filtering standards in trademark cases. Even though online marketplaces are explicitly exempted from the new copyright rules and the CDSM Directive is not intended to neutralize the safe harbour for hosting in trademark cases, the adoption of a more restrictive approach in copyright law may quicken the appetite of trademark proprietors for similar measures in trademark law. The extension of the new copyright approach to trademark cases, however, is unlikely to yield satisfactory results.Due to the different conceptual contours of trademark rights, a system mimicking the filtering obligations following from the CDSM Directive would give trademark proprietors excessive control over the use of their trademarks in the digital environment. Such an overbroad system of automated, algorithmic filtering would encroach upon the fundamental guarantee of freedom of expression and freedom of competition. It is likely to have a chilling effect on legitimate descriptive use of trademarks, comparative advertising, advertising by resellers, information about alternative offers in the marketplace, and use criticizing or commenting upon trademarked products. As a result, consumers would receive less diverse information on goods and services and the free movement of goods and services in the internal market would be curtailed. The reliability of the internet as an independent source of trademark-related information would be put at risk. The analysis, thus, leads to the insight that a proliferation of the new filtering obligations in copyright law is undesirable and should be avoided.}, keywords = {algorithmic enforcement, confusion, Content moderation, descriptive use, dilution, exhaustion of trademark rights, filtering obligations, free movement of goods and services, freedom of commercial expression, freedom of competition, frontpage, market transparency, Merkenrecht, parallel imports, platform economy}, }

Signs Eligible for Trademark Protection – Dysfunctional Incentives and a Functionality Dilemma in the EU external link

1126, pp: 209-225

Abstract

In the European Union (EU), the criteria for determining a sign’s eligibility for trademark protection are harmonized to a large extent. On the one hand, the trademark legislation and office practices in EU Member States have to keep within the harmonized legal framework set forth in the EU Trade Mark Directive (TMD). On the other hand, the European Union Trade Mark Regulation (EUTMR) provides for a set of eligibility criteria that apply to European Union Trade Marks (EUTM) with equal effect throughout the EU territory. As the rules in the Regulation are in line with those in the Directive, the two legislative instruments constitute a robust body of harmonized norms informing the decision on the registration of a sign as a trademark. The harmonizing effect is enhanced by the fact that national courts have to refer questions relating to the application and interpretation of eligibility criteria to the Court of Justice of the European Union (CJEU). As in other regions of the world, the criteria applied to determine eligibility for trademark protection are quite flexible in the EU. The open-ended definition of protectable subject matter leaves room for the extension of trademark protection to non-traditional types of marks, such as shape, sound and colour marks. Trademark offices applying EU trademark law have also accepted, for instance, abstract colours and colour combinations, motion and multimedia marks, melodies and sounds, taste marks, hologram marks and position marks. The analysis of the trend to register non-traditional marks in the EU outlines the legal framework which the CJEU developed to assess the eligibility of non-traditional types of source identifiers for trademark protection. On this basis, it discusses the objective to safeguard freedom of competition and the legal instruments which the CJEU employs for this purpose: the requirement of providing evidence of the acquisition of distinctive character through use in trade and the categorical exclusion of functional signs from trademark protection. Drawing conclusions, it will become apparent that the basic requirement of distinctive character plays an ambiguous role in the regulation of access to trademark protection for non-traditional marks. It is both an obstacle to trademark protection and an incentive for enhanced investment in non-traditional types of marks.

depletion theory, distinctive character, eu-recht, freedom of competition, frontpage, functionality doctrine, harmonization in the EU, Merkenrecht, need to keep free, non-traditional types of marks, proof of acquired distinctive character, retroactive effect, secondary meaning, Trademark law, trademark law reform

Bibtex

Chapter{Senftleben2020f, title = {Signs Eligible for Trademark Protection – Dysfunctional Incentives and a Functionality Dilemma in the EU}, author = {Senftleben, M.}, url = {https://papers.ssrn.com/sol3/papers.cfm?abstract_id=3717753 https://www.ivir.nl/publicaties/download/Signs_Eligible_for_Trademark_Protection.pdf https://doi.org/10.1017/9781108399456.014}, year = {1126}, date = {2020-11-26}, abstract = {In the European Union (EU), the criteria for determining a sign’s eligibility for trademark protection are harmonized to a large extent. On the one hand, the trademark legislation and office practices in EU Member States have to keep within the harmonized legal framework set forth in the EU Trade Mark Directive (TMD). On the other hand, the European Union Trade Mark Regulation (EUTMR) provides for a set of eligibility criteria that apply to European Union Trade Marks (EUTM) with equal effect throughout the EU territory. As the rules in the Regulation are in line with those in the Directive, the two legislative instruments constitute a robust body of harmonized norms informing the decision on the registration of a sign as a trademark. The harmonizing effect is enhanced by the fact that national courts have to refer questions relating to the application and interpretation of eligibility criteria to the Court of Justice of the European Union (CJEU). As in other regions of the world, the criteria applied to determine eligibility for trademark protection are quite flexible in the EU. The open-ended definition of protectable subject matter leaves room for the extension of trademark protection to non-traditional types of marks, such as shape, sound and colour marks. Trademark offices applying EU trademark law have also accepted, for instance, abstract colours and colour combinations, motion and multimedia marks, melodies and sounds, taste marks, hologram marks and position marks. The analysis of the trend to register non-traditional marks in the EU outlines the legal framework which the CJEU developed to assess the eligibility of non-traditional types of source identifiers for trademark protection. On this basis, it discusses the objective to safeguard freedom of competition and the legal instruments which the CJEU employs for this purpose: the requirement of providing evidence of the acquisition of distinctive character through use in trade and the categorical exclusion of functional signs from trademark protection. Drawing conclusions, it will become apparent that the basic requirement of distinctive character plays an ambiguous role in the regulation of access to trademark protection for non-traditional marks. It is both an obstacle to trademark protection and an incentive for enhanced investment in non-traditional types of marks.}, keywords = {depletion theory, distinctive character, eu-recht, freedom of competition, frontpage, functionality doctrine, harmonization in the EU, Merkenrecht, need to keep free, non-traditional types of marks, proof of acquired distinctive character, retroactive effect, secondary meaning, Trademark law, trademark law reform}, }

CIPIL Evening Webinar: ‘Article 17 and the New EU Rules on Content-Sharing Platforms’ external link

Abstract

This presentation addresses the hottest topic in EU copyright law and policy: Article 17 of the new Copyright in the Digital Single Market (CDSM) Directive (2019/790). The CDSM Directive is the culmination of a controversial political and legislative process at EU level. None of its provisions has caused greater debate than Article 17, which introduces a new liability regime for "online content-sharing service providers". These include most user-generated content platforms hosting copyright-protected content accessed daily by millions of individuals in the EU and across the globe. Even before the CDSM Directive is implemented into national law, the issues surrounding Article 17 have already spilled out to the policy and judicial arenas. At the policy level, the debates taking place in a number of Commission-led Stakeholder Dialogues have laid bare many of the unresolved challenges ahead for national legislators and courts. At the judicial level, the Polish government has filed an action for annulment with the CJEU under Article 263 TFEU, focusing on the most problematic aspects of Article 17. This presentation will first place Article 17 into its broader EU policy context of the discussion on the responsibilities of online platforms – from the agenda on "Tackling Illegal Content Online" to the Digital Services Act – and the narrow copyright context regarding the liability of intermediary platforms for third-party content they host. This will be followed by an explanation of the complex mechanics of Article 17 and an identification of some of its fundamental problems. Finally, some tentative proposals will be advanced for how to begin to address such problems, focusing on the core issues of licensing mechanisms and fundamental rights safeguards.

Art. 17 CDSM Directive, Auteursrecht, eu-recht, frontpage, Platforms

Bibtex

Online publication{Quintais2020d, title = {CIPIL Evening Webinar: ‘Article 17 and the New EU Rules on Content-Sharing Platforms’}, author = {Quintais, J.}, url = {https://youtu.be/f1tGV_IdueQ }, year = {1117}, date = {2020-11-17}, abstract = {This presentation addresses the hottest topic in EU copyright law and policy: Article 17 of the new Copyright in the Digital Single Market (CDSM) Directive (2019/790). The CDSM Directive is the culmination of a controversial political and legislative process at EU level. None of its provisions has caused greater debate than Article 17, which introduces a new liability regime for "online content-sharing service providers". These include most user-generated content platforms hosting copyright-protected content accessed daily by millions of individuals in the EU and across the globe. Even before the CDSM Directive is implemented into national law, the issues surrounding Article 17 have already spilled out to the policy and judicial arenas. At the policy level, the debates taking place in a number of Commission-led Stakeholder Dialogues have laid bare many of the unresolved challenges ahead for national legislators and courts. At the judicial level, the Polish government has filed an action for annulment with the CJEU under Article 263 TFEU, focusing on the most problematic aspects of Article 17. This presentation will first place Article 17 into its broader EU policy context of the discussion on the responsibilities of online platforms – from the agenda on "Tackling Illegal Content Online" to the Digital Services Act – and the narrow copyright context regarding the liability of intermediary platforms for third-party content they host. This will be followed by an explanation of the complex mechanics of Article 17 and an identification of some of its fundamental problems. Finally, some tentative proposals will be advanced for how to begin to address such problems, focusing on the core issues of licensing mechanisms and fundamental rights safeguards.}, keywords = {Art. 17 CDSM Directive, Auteursrecht, eu-recht, frontpage, Platforms}, }

News Recommenders and Cooperative Explainability: Confronting the contextual complexity in AI explanations external link

ai, frontpage, news recommenders, Technologie en recht

Bibtex

Report{Drunen2020b, title = {News Recommenders and Cooperative Explainability: Confronting the contextual complexity in AI explanations}, author = {Drunen, M. van and Ausloos, J. and Appelman, N. and Helberger, N.}, url = {https://www.ivir.nl/publicaties/download/Visiepaper-explainable-AI-final.pdf}, year = {1103}, date = {2020-11-03}, keywords = {ai, frontpage, news recommenders, Technologie en recht}, }

CJEU hearing in the Polish challenge to Article 17: Not even the supporters of the provision agree on how it should work external link

Kluwer Copyright Blog, 2020

Art. 17 CDSM Directive, Auteursrecht, filtering, frontpage

Bibtex

Article{Keller2020d, title = {CJEU hearing in the Polish challenge to Article 17: Not even the supporters of the provision agree on how it should work}, author = {Keller, P.}, url = {http://copyrightblog.kluweriplaw.com/2020/11/11/cjeu-hearing-in-the-polish-challenge-to-article-17-not-even-the-supporters-of-the-provision-agree-on-how-it-should-work/}, year = {1111}, date = {2020-11-11}, journal = {Kluwer Copyright Blog}, keywords = {Art. 17 CDSM Directive, Auteursrecht, filtering, frontpage}, }